| 24th Jan 22 | Complaints Handling | Zoom Call |
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| Complaints Handling | ||
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Chairman Anthea Coulter Equiniti This meeting has been switched to a Zoom video conference call |
Discussion Topics • Increased activity: CMCs, legal firms • Oversight and reporting: third-party branding • FOS --verbal authority pros and cons --recording outcomes --invoice-payment portal problems --other FOS points • FCA --consumer duty proposal --impact of FCA pricing remedies --IFPR --other FCA points • Vulnerable customers • Road-to-normal issues • Other issues |
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| 21st Feb 22 | Private Wealth Management | Zoom Call |
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| Private Wealth Management | ||
| This meeting has been switched to a Zoom video conference call |
Discussion Topics • IFPR • Duty of care • ESG • Regulation/thematics • FCA interaction • Road-to-normal update • Other issues |
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| 23rd Feb 22 | Financial Crime | Zoom Call |
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| Financial Crime (AM/IM/WM) | ||
| This meeting has been switched to a Zoom video conference call |
Discussion Topics |
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| 21st Mar 22 | Private Wealth Management | Zoom Call |
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| Private Wealth Management | ||
| This meeting has been switched to a Zoom video conference call |
Discussion Topics |
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| 23rd Mar 22 | Financial Crime | Zoom Call |
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| Financial Crime (AM/IM/WM) | ||
| This meeting has been switched to a Zoom video conference call |
Discussion Topics |
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| 28th Mar 22 | Complaints Handling | Zoom Call |
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| Complaints Handling | ||
| This meeting has been switched to a Zoom video conference call |
Discussion Topics |
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| 11th Apr 22 | Private Wealth Management | Zoom Call |
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| Private Wealth Management | ||
| This meeting has been switched to a Zoom video conference call |
Discussion Topics |
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| 13th Apr 22 | Financial Crime | Zoom Call |
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| Financial Crime (AM/IM/WM) | ||
| This meeting has been switched to a Zoom video conference call |
Discussion Topics |
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| 9th May 22 | Private Wealth Management | Zoom Call |
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| Private Wealth Management | ||
| This meeting has been switched to a Zoom video conference call |
Discussion Topics |
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| 11th May 22 | Financial Crime | Zoom Call |
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| Financial Crime (AM/IM/WM) | ||
| This meeting has been switched to a Zoom video conference call |
Discussion Topics |
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| 16th May 22 | Complaints Handling | Zoom Call |
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| Complaints Handling | ||
| This meeting has been switched to a Zoom video conference call |
Discussion Topics |
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| 13th Jun 22 | Private Wealth Management | Zoom Call |
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| Private Wealth Management | ||
| This meeting has been switched to a Zoom video conference call |
Discussion Topics |
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| 15th Jun 22 | Financial Crime | Zoom Call |
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| Financial Crime (AM/IM/WM) | ||
| This meeting has been switched to a Zoom video conference call |
Discussion Topics |
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| 11th Jul 22 | Private Wealth Management | Zoom Call |
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| Private Wealth Management | ||
| This meeting has been switched to a Zoom video conference call |
Discussion Topics |
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| 13th Jul 22 | Financial Crime | Zoom Call |
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| Financial Crime (AM/IM/WM) | ||
| This meeting has been switched to a Zoom video conference call |
Discussion Topics |
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| 18th Jul 22 | Complaints Handling | Zoom Call |
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| Complaints Handling | ||
| This meeting has been switched to a Zoom video conference call |
Discussion Topics |
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| 12th Sep 22 | Private Wealth Management | Zoom Call |
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| Private Wealth Management | ||
| This meeting has been switched to a Zoom video conference call |
Discussion Topics |
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| 14th Sep 22 | Financial Crime | Zoom Call |
|---|---|---|
| Financial Crime (AM/IM/WM) | ||
| This meeting has been switched to a Zoom video conference call |
Discussion Topics |
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| 20th Sep 22 | Complaints Handling | Zoom Call |
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| Complaints Handling | ||
| This meeting has been switched to a Zoom video conference call |
Discussion Topics |
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| 10th Oct 22 | Private Wealth Management | Zoom Call |
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| Private Wealth Management | ||
| This meeting has been switched to a Zoom video conference call |
Discussion Topics |
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| 12th Oct 22 | Financial Crime | Zoom Call |
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| Financial Crime (AM/IM/WM) | ||
| This meeting has been switched to a Zoom video conference call |
Discussion Topics |
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| 7th Nov 22 | Complaints Handling | Zoom Call |
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| Private Wealth Management | ||
| This meeting has been switched to a Zoom video conference call |
Discussion Topics |
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| 9th Nov 22 | Financial Crime | Zoom Call |
|---|---|---|
| Financial Crime (AM/IM/WM) | ||
| This meeting has been switched to a Zoom video conference call |
Discussion Topics |
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| 14th Nov 22 | Complaints Handling | Zoom Call |
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| Complaints Handling | ||
| This meeting has been switched to a Zoom video conference call |
Discussion Topics |
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| 5th Dec 22 | Private Wealth Management | Zoom Call |
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| Private Wealth Management | ||
| This meeting has been switched to a Zoom video conference call |
Discussion Topics |
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| 7th Dec 22 | Financial Crime | Zoom Call |
|---|---|---|
| Financial Crime (AM/IM/WM) | ||
| This meeting has been switched to a Zoom video conference call |
Discussion Topics |
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