| 12th Sep 22 | Private Wealth Management | Zoom Call |
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| Private Wealth Management | ||
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Chairman Michael Harden Netwealth Investments This meeting has been switched to a Zoom video conference call |
Discussion Topics • Ukraine impact • Consumer duty proposal -- progress towards deadlines -- other consumer duty points • IFPR -- annual review -- other IFPR points • FCA -- MAR: Citigroup Global Markets fine -- PS 22/10: FP rules for high-risk investments -- gifts and entertainment -- general FCA interaction • FOS -- Tilney: Blackmore Bond & LC&F advice ruling -- other FOS points • Other issues |
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