17th Jan 22 Private Wealth Management Zoom Call
Private Wealth Management
Chairman
Penny Rooney
Killik & Co.

This meeting has been switched to a Zoom video conference call
Discussion Topics

• Duty of care
• IFPR
--MRT bonus clawbacks
--timescales for returns
--ICG/CPB: transition arrangements
• Non-regulated business and client agreements
• Risk matrices and market impact
• Product governance
• ESG
--suitability changes
--SDR & TCFD timelines
--EU divergence
--other ESG points
• FCA interaction
--timescales for SMF applications
--others
• Regulation/thematics
--Firm culture assessments
--RM competency assessments: complex products
--others
• Road-to-normal update
• Other issues

 

Search

Calendar